UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): May 6, 2019

 

Main Street Capital Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Registrant’s telephone number, including area code: (713) 350-6000

 

Not Applicable

Former name or former address, if changed since last report

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

On May 6, 2019, Main Street Capital Corporation (“Main Street”) held its 2019 annual meeting of stockholders (the “Annual Meeting”) at Hotel Emma, Cellar K, 136 East Grayson, San Antonio, Texas 78215.  The issued and outstanding shares of stock of Main Street entitled to vote at the Annual Meeting consisted of the 61,888,278 shares of common stock outstanding on the record date, March 6, 2019.  The common stockholders of Main Street voted on four matters at the Annual Meeting.  The final voting results from the Annual Meeting are as follows:

 

(1)         A proposal to elect each of the ten members of Main Street’s Board of Directors for a term of one year:

 

		Votes For		Votes Against		Abstentions		Broker Non-Votes
Michael Appling, Jr.		19,553,510		369,001		219,244		35,788,029
Valerie L. Banner		19,671,824		262,486		207,449		35,788,025
Joseph E. Canon		19,510,764		403,445		227,548		35,788,027
Arthur L. French		19,507,626		407,068		227,061		35,788,029
J. Kevin Griffin		19,686,675		231,348		223,738		35,788,023
John E. Jackson		19,671,164		245,216		225,378		35,788,026
Brian E. Lane		19,684,387		234,056		223,315		35,788,026
Stephen B. Solcher		19,688,220		234,175		219,361		35,788,028
Vincent D. Foster		19,656,840		261,746		223,173		35,788,025
Dwayne L. Hyzak		19,639,564		276,085		226,107		35,788,028

 

(2)         A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2019:

 

Votes For		Votes Against		Abstentions
54,796,197		717,021		416,566

 

(3)         A proposal to approve, on an advisory basis, the compensation of our named executive officers:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
17,731,654		1,678,340		731,754		35,788,036

 

(4)         A proposal to approve an amendment to Main Street’s Articles of Amendment and Restatement to allow stockholders to amend Main Street’s bylaws by a majority vote of the outstanding shares entitled to be cast on the matter:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
19,188,166		578,807		374,776		35,788,035

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	Main Street Capital Corporation
Date: May 7, 2019	By:	/s/ Jason B. Beauvais
		Name:	Jason B. Beauvais
		Title:	General Counsel

 

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