UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
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Item 1.01. | Entry into a Material Definitive Agreement. |
On August 11, 2022, Main Street Capital Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), by and among the Company and RBC Capital Markets, LLC as representative of the several underwriters named on Exhibit A thereto (collectively, the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters an aggregate of 1,170,000 shares of the Company’s common stock, par value $0.01 per share (the “Shares”), in a registered public offering (the “Offering”). In addition, in connection with the Offering, the Company granted the Underwriters a 30-day option to purchase up to an additional 175,500 Shares. The Offering closed on August 15, 2022 and the Company issued 1,345,500 Shares, including the Shares issuable pursuant to the Underwriters’ option to purchase additional Shares.
The Offering was made pursuant to the Company’s effective shelf registration statement on Form N-2 (File No. 333-263258), as supplemented by a preliminary prospectus supplement, dated August 10, 2022, and a final prospectus supplement, dated August 11, 2022, each previously filed with the Securities and Exchange Commission.
The foregoing description of the Underwriting Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Underwriting Agreement, filed as Exhibit 1.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits:
Exhibit Number | Description | |
1.1 | ||
5.1 | ||
23.1 | ||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Main Street Capital Corporation (Registrant) | |
August 15, 2022 (Date) |
| By: | /s/ Jason B. Beauvais |
Name: | Jason B. Beauvais | ||
Title: | General Counsel | ||