Consolidated Schedule of Investments In and Advances to Affiliates (Tables)

v3.23.1

Consolidated Schedule of Investments In and Advances to Affiliates (Tables)	3 Months Ended
	Mar. 31, 2023
Investments in and Advances to Affiliates, Schedule of Investments [Abstract]
Schedule of Investments in and Advances to Affiliates, Schedule of Investments	Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) Majority-owned investments ASK (Analytical Systems Keco Holdings, LLC) L+ 10.00% Secured Debt (8) $ —  $ —  $ 1  $ (3) $ 1  $ —  $ (2) 14.75% L+ 10.00% Secured Debt (8) —  —  188  4,545  20  70  4,495  14.13% Preferred Member Units (8) —  —  —  —  —  —  —  Preferred Member Units (8) —  84  —  3,504  84  —  3,588  Warrants (8) —  —  —  —  —  —  —  Brewer Crane Holdings, LLC 14.66% L+ 10.00% Secured Debt (9) —  —  212  5,964  —  124  5,840  Preferred Member Units (9) —  (520) 30  7,080  —  520  6,560  Café Brazil, LLC Member Units (8) —  (370) 16  2,210  —  370  1,840  California Splendor Holdings LLC 14.88% L+ 10.00% Secured Debt (9) —  (3) 1,045  28,000  3  3  28,000  Preferred Member Units (9) —  —  63  25,495  —  —  25,495  15.00% 15.00% Preferred Member Units (9) —  —  150  3,994  150  —  4,144  Clad-Rex Steel, LLC SF+ 9.00% Secured Debt (5) —  —  1  —  —  —  —  13.79% SF+ 9.00% Secured Debt (5) —  —  369  10,440  11  480  9,971  10.00% Secured Debt (5) —  —  26  1,039  —  8  1,031  Member Units (5) —  (1,050) 50  8,220  —  1,050  7,170  Member Units (5) —  220  —  610  220  —  830  CMS Minerals Investments Member Units (9) —  (431) 44  1,670  —  435  1,235  Cody Pools, Inc. 15.50% L+ 10.50% Secured Debt (8) —  11  59  1,462  13  421  1,054  15.50% L+ 10.50% Secured Debt (8) —  (20) 1,577  40,801  20  444  40,377  Preferred Member Units (8) —  970  29  58,180  970  —  59,150  CompareNetworks Topco, LLC L+ 9.00% Secured Debt (9) —  —  —  —  —  —  —  13.75% L+ 9.00% Secured Debt (9) —  (3) 180  5,241  3  375  4,869  Preferred Member Units (9) —  (1,390) 158  19,830  —  1,390  18,440  Datacom, LLC 7.50% Secured Debt (8) —  —  4  223  227  —  450  10.00% Secured Debt (8) —  —  254  7,789  39  67  7,761  Preferred Member Units (8) —  —  —  2,670  —  —  2,670  Direct Marketing Solutions, Inc.     Secured Debt (9) —  (7) 11  —  7  7  —  14.00% Secured Debt (9) —  (14) 959  27,267  14  405  26,876  Preferred Stock (9) —  (520) 171  22,220  —  520  21,700  Elgin AcquireCo, LLC SF+ 6.00% Secured Debt (5) —  —  2  (9) 1  —  (8) 12.00% Secured Debt (5) —  —  573  18,594  10  —  18,604  9.00% Secured Debt (5) —  —  144  6,294  1  11  6,284  Common Stock (5) —  —  —  7,603  —  —  7,603  Common Stock (5) —  —  —  1,558  —  —  1,558  Gamber-Johnson Holdings, LLC SF+ 8.50% Secured Debt (5) —  —  2  —  —  —  —  11.50% SF+ 8.50% Secured Debt (5) —  (24) 1,852  64,078  24  824  63,278  Member Units (5) —  8,480  1,567  50,890  8,480  —  59,370  GRT Rubber Technologies LLC 10.66% L+ 6.00% Secured Debt (8) —  —  28  670  295  —  965  12.66% L+ 8.00% Secured Debt (8) —  (12) 1,280  40,493  12  12  40,493  Member Units (8) —  —  42  44,440  —  —  44,440  Gulf Publishing Holdings, LLC L+ 9.50% Secured Debt (8) —  —  —  —  —  —  —  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) 12.50% Secured Debt (8) —  —  75  2,284  —  —  2,284  Preferred Equity (8) —  —  —  3,780  —  —  3,780  Member Units (8) —  —  —  —  —  —  —  Jensen Jewelers of Idaho, LLC P+ 6.75% Secured Debt (9) —  —  —  —  —  —  —  14.50% P+ 6.75% Secured Debt (9) —  (2) 90  2,450  2  2  2,450  Member Units (9) —  (120) 129  14,970  —  120  14,850  Kickhaefer Manufacturing Company, LLC 12.00% Secured Debt (5) —  —  780  20,374  192  —  20,566  9.00% Secured Debt (5) —  —  88  3,842  —  9  3,833  Preferred Equity (5) —  —  —  7,220  —  —  7,220  Member Units (5) —  (70) 29  2,850  —  70  2,780  Market Force Information, LLC 15.75% L+ 11.00% Secured Debt (9) —  (6,725) 260  6,090  635  6,725  —  12.00% 12.00% Secured Debt (9) —  (1,610) —  1,610  —  1,610  —  Member Units (9) —  —  —  —  —  —  —  MetalForming AcquireCo, LLC Secured Debt (7) —  —  3  —  —  —  —  12.75% Secured Debt (7) —  —  739  23,576  12  —  23,588  8.00% 8.00% Preferred Equity (7) —  —  148  6,010  117  —  6,127  Common Stock (7) —  —  327  1,537  —  —  1,537  MH Corbin Holding LLC 13.00% Secured Debt (5) —  952  196  4,548  952  116  5,384  Preferred Member Units (5) —  —  —  —  —  —  —  Preferred Member Units (5) —  —  —  —  —  —  —  MSC Adviser I, LLC Member Units (8) —  9,720  3,057  122,930  9,720  —  132,650  Mystic Logistics Holdings, LLC Secured Debt (6) —  —  1  —  —  —  —  10.00% Secured Debt (6) —  —  144  5,746  —  —  5,746  Common Stock (6) —  2,180  992  22,830  2,180  —  25,010  OMi Topco, LLC 12.00% Secured Debt (8) —  (13) 485  15,750  13  763  15,000  Preferred Member Units (8) —  2,290  675  22,810  2,290  —  25,100  PPL RVs, Inc. L+ 7.00% Secured Debt (8) —  —  —  —  —  —  —  11.38% L+ 7.00% Secured Debt (8) —  (13) 629  21,655  13  13  21,655  Common Stock (8) —  —  104  18,950  —  —  18,950  Common Stock (8) —  (68) —  238  —  68  170  Principle Environmental, LLC Secured Debt (8) —  —  —  —  —  —  —  13.00% Secured Debt (8) —  —  198  5,806  6  —  5,812  Preferred Member Units (8) —  (1,940) 286  12,420  —  1,940  10,480  Common Stock (8) —  (90) —  590  —  90  500  Quality Lease Service, LLC Member Units (7) —  —  —  525  —  —  525  Robbins Bros. Jewelry, Inc.     Secured Debt (9) —  —  8  (35) 2  —  (33) 12.50%     Secured Debt (9) —  —  1,128  35,404  19  225  35,198  Preferred Equity (9) —  (4,950) —  14,880  —  4,950  9,930  Trantech Radiator Topco, LLC Secured Debt (7) —  (1) 2  —  1  1  —  12.00% Secured Debt (7) —  (5) 242  7,920  5  5  7,920  Common Stock (7) —  1,510  29  7,800  1,506  —  9,306  Volusion, LLC 10.00% Secured Debt (8) —  —  —  —  2,100  —  2,100  Secured Debt (8) (3,188) 1,821  166  14,914  —  14,914  —  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) Unsecured Convertible Debt (8) (409) 409  —  —  409  409  —  Preferred Member Units (8) —  —  —  —  —  —  —  Preferred Member Units (8) —  —  —  —  11,446  —  11,446  Preferred Member Units (8) —  —  —  —  —  —  —  Common Stock (8) —  (2,576) —  —  2,576  2,576  —  Warrants (8) —  2,576  —  —  —  —  —  Ziegler’s NYPD, LLC 12.00% Secured Debt (8) —  —  14  450  —  —  450  6.50% Secured Debt (8) —  —  16  945  —  —  945  14.00% Secured Debt (8) —  (215) 96  2,676  —  215  2,461  Preferred Member Units (8) —  (170) —  240  —  170  70  Warrants (8) —  —  —  —  —  —  —  Other controlled investments 2717 MH, L.P. LP Interests (2717 MH, L.P.) (8) 631  (675) 141  7,552  1,031  1,574  7,009  LP Interests (2717 HPP-MS, L.P.) (8) —  —  —  248  —  —  248  ASC Interests, LLC 13.00% Secured Debt (8) —  —  13  400  —  —  400  13.00% Secured Debt (8) —  —  54  1,649  —  —  1,649  Member Units (8) —  (100) —  800  —  100  700  ATS Workholding, LLC 5.00% Secured Debt (9) —  (132) —  634  21  132  523  5.00% Secured Debt (9) —  (186) —  1,005  —  185  820  Preferred Member Units (9) —  —  —  —  —  —  —  Barfly Ventures, LLC 7.00% Secured Debt (5) —  —  30  711  —  —  711  Member Units (5) —  (280) —  3,320  —  283  3,037  Batjer TopCo, LLC Secured Debt (8) —  —  —  (8) 1  —  (7) Secured Debt (8) —  —  —  —  —  —  —  11.00% Secured Debt (8) —  —  311  10,933  9  450  10,492  Preferred Stock (8) —  2,055  167  4,095  2,055  —  6,150  Bolder Panther Group, LLC     Secured Debt (9) —  —  1  —  —  —  —  13.91% SF+ 9.22% Secured Debt (9) —  (36) 3,431  99,194  36  695  98,535  8.00% Class B Preferred Member Units (9) —  —  1,096  31,420  —  —  31,420  Bridge Capital Solutions Corporation 13.00% Secured Debt (6) —  —  286  8,813  —  —  8,813  13.00% Secured Debt (6) —  —  32  1,000  —  —  1,000  Preferred Member Units (6) —  —  25  1,000  —  —  1,000  Warrants (6) —  —  —  1,828  —  —  1,828  Warrants (6) —  —  —  2,512  —  —  2,512  CBT Nuggets, LLC Member Units (9) —  860  1,235  49,002  858  —  49,860  Centre Technologies Holdings, LLC L+ 9.00% Secured Debt (8) —  —  3  —  —  —  —  13.75% L+ 9.00% Secured Debt (8) —  —  517  14,954  6  —  14,960  Preferred Member Units (8) —  560  30  8,700  560  —  9,260  Chamberlin Holding LLC SF+ 6.00% Secured Debt (8) —  —  2  —  —  —  —  12.86% SF+ 8.00% Secured Debt (8) —  (6) 540  16,945  6  6  16,945  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) Member Units (8) —  (120) 285  22,920  —  120  22,800  Member Units (8) —  120  23  2,710  120  —  2,830  Charps, LLC 10.00% Unsecured Debt (5) —  (9) 149  5,694  9  9  5,694  Preferred Member Units (5) —  210  196  13,340  210  —  13,550  Colonial Electric Company LLC Secured Debt (6) —  —  2  —  —  —  —  12.00% Secured Debt (6) —  —  704  23,151  14  315  22,850  Preferred Member Units (6) —  (960) (1,273) 9,160  —  960  8,200  Copper Trail Energy Fund I, LP - CTMH LP Interests (CTMH, LP) (9) —  —  —  588  —  —  588  Digital Products Holdings LLC 14.75% L+ 10.00% Secured Debt (5) —  —  564  15,523  9  329  15,203  Preferred Member Units (5) —  —  50  9,835  —  —  9,835  Garreco, LLC 12.00% L+ 10.00% Secured Debt (8) —  —  112  3,826  —  277  3,549  Member Units (8) —  (220) 12  1,800  —  220  1,580  Gulf Manufacturing, LLC Member Units (8) —  580  718  6,790  580  —  7,370  Harrison Hydra-Gen, Ltd. Common Stock (8) —  210  —  3,280  210  —  3,490  Johnson Downie Opco, LLC L+ 11.50% Secured Debt (8) —  (1) 3  —  1  1  —  16.25% L+ 11.50% Secured Debt (8) —  (5) 407  9,999  5  5  9,999  Preferred Equity (8) —  1,010  71  5,540  1,010  —  6,550  JorVet Holdings, LLC 12.00% Secured Debt (9) —  —  782  25,432  13  —  25,445  Preferred Equity (9) —  —  221  10,741  —  —  10,741  KBK Industries, LLC 10.00% Secured Debt (5) —  56  184  —  6,000  250  5,750  Member Units (5) —  (3,590) 6,134  15,570  —  3,590  11,980  MS Private Loan Fund Secured Debt (8) —  —  6  —  —  —  —  Secured Debt (8) —  —  —  —  —  —  —  LP Interests (8) —  (58) 370  14,833  —  58  14,775  MSC Income Fund, Inc. Common Equity (8) —  7  15  753  7  —  760  NAPCO Precast, LLC Member Units (8) —  670  —  11,830  670  —  12,500  Nebraska Vet AcquireCo, LLC (NVS) L+ 7.00% Secured Debt (5) —  —  2  —  —  —  —  12.00% Secured Debt (5) —  (10) 613  20,094  10  10  20,094  12.00% Secured Debt (5) —  (5) 320  10,500  5  5  10,500  Preferred Member Units (5) —  3,520  125  7,700  3,520  —  11,220  NexRev LLC Secured Debt (8) —  —  —  —  —  —  —  11.00% Secured Debt (8) —  1,000  320  8,477  1,022  629  8,870  Preferred Member Units (8) —  1,880  131  1,110  1,880  —  2,990  NRP Jones, LLC 12.00% Secured Debt (5) —  —  62  2,080  —  —  2,080  Member Units (5) —  279  13  4,615  278  —  4,893  Member Units (5) —  11  (2) 175  12  —  187  NuStep, LLC 11.25% L+ 6.50% Secured Debt (5) —  —  122  4,399  —  —  4,399  12.00% Secured Debt (5) —  —  556  18,414  3  —  18,417  Preferred Member Units (5) —  (410) —  8,040  —  410  7,630  Preferred Member Units (5) —  —  —  5,150  —  —  5,150  Orttech Holdings, LLC L+ 11.00% Secured Debt (5) —  —  —  —  —  —  —  15.75% L+ 11.00% Secured Debt (5) —  —  924  23,429  17  800  22,646  Preferred Stock (5) —  1,750  269  11,750  1,750  —  13,500  Pearl Meyer Topco LLC 12.00% Secured Debt (6) —  5  29  —  3,500  —  3,500  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) 12.00% Secured Debt (6) —  38  142  —  11,500  —  11,500  12.00% Secured Debt (6) —  (20) 868  28,681  20  1,020  27,681  Preferred Equity (6) —  280  2,879  43,260  280  —  43,540  River Aggregates, LLC Member Units (8) —  —  —  3,620  —  —  3,620  Tedder Industries, LLC 12.00% Secured Debt (9) —  —  55  1,840  —  —  1,840  12.00% Secured Debt (9) —  —  459  15,120  3  —  15,123  Preferred Member Units (9) —  (810) —  7,681  —  810  6,871  Preferred Member Units (9) —  111  —  —  333  —  333  Televerde, LLC Member Units (8) —  1,191  171  5,408  1,191  —  6,599  Preferred Stock (8) —  —  —  1,794  —  —  1,794  Vision Interests, Inc. Series A Preferred Stock (9) —  —  168  3,000  —  —  3,000  VVS Holdco LLC L+ 6.00% Secured Debt (5) —  —  8  (21) 6  —  (15) 11.50% Secured Debt (5) —  —  889  30,161  15  —  30,176  Preferred Equity (5) —  100  38  11,940  100  —  12,040  —  —  —  —  —  —  —  —  —  —  —  —  —  —  Other —  —  —  —  —  —  —  Amounts related to investments transferred to or from other 1940 Act classification during the period —  —  (171) (14,914) —  —  —  Total Control investments $ (2,966) $ 17,161  $ 48,862  $ 1,703,172  $ 83,687  $ 55,770  $ 1,746,003  Affiliate Investments AAC Holdings, Inc. 18.00% Secured Debt (7) $ —  $ (6) $ —  $ —  $ 315  $ 6  $ 309  18.00% 18.00% Secured Debt (7) —  (268) 572  11,550  572  267  11,855  Common Stock (7) —  —  —  —  —  —  —  Warrants (7) —  —  —  —  —  —  —  AFG Capital Group, LLC Preferred Member Units (8) —  —  —  9,400  —  —  9,400  ATX Networks Corp. L+ 7.50% Secured Debt (6) —  (134) 886  6,343  575  6,918  —  10.00% Unsecured Debt (6) —  (306) 1,160  2,598  1,160  3,758  —  Common Stock (6) 3,248  (3,270) —  3,270  3,248  6,518  —  BBB Tank Services, LLC 15.66% L+ 11.00% Unsecured Debt (8) —  —  31  800  —  —  800  15.66% L+ 11.00% Unsecured Debt (8) —  —  155  2,086  —  —  2,086  Member Units (8) —  —  —  —  —  —  —  15.00%   Preferred Stock (non-voting) (8) —  —  —  —  —  —  —  Boccella Precast Products LLC 10.00% Secured Debt (6) —  —  8  320  —  —  320  Member Units (6) —  (200) 29  2,970  —  200  2,770  Buca C, LLC 12.00% Secured Debt (7) —  —  521  12,337  —  375  11,962  6.00% 6.00% Preferred Member Units (7) —  —  —  —  —  —  —  Career Team Holdings, LLC L+ 6.00% Secured Debt (6) —  —  2  (9) 1  1  (9) 12.50% Secured Debt (6) —  —  643  20,090  10  —  20,100  Common Stock (6) —  —  —  4,500  —  —  4,500  Chandler Signs Holdings, LLC Class A Units (8) —  210  36  1,790  210  —  2,000  Classic H&G Holdings, LLC 10.88% L+ 6.00% Secured Debt (6) —  —  127  4,560  —  —  4,560  8.00% Secured Debt (6) —  (11) 396  19,274  11  11  19,274  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) Preferred Member Units (6) —  1,062  780  24,637  1,063  —  25,700  Congruent Credit Opportunities Funds LP Interests (Congruent Credit Opportunities Fund III, LP) (8) —  —  123  7,657  —  876  6,781  DMA Industries, LLC 12.00% Secured Debt (7) —  (11) 647  21,200  11  11  21,200  Preferred Equity (7) —  —  —  7,260  —  —  7,260  Dos Rios Partners LP Interests (Dos Rios Partners, LP) (8) —  156  —  9,127  156  —  9,283  LP Interests (Dos Rios Partners - A, LP) (8) —  —  —  2,898  —  —  2,898  Dos Rios Stone Products LLC Class A Preferred Units (8) —  250  —  1,330  250  —  1,580  EIG Fund Investments LP Interests (EIG Global Private Debt Fund-A, L.P.) (8) 14  —  19  1,013  15  52  976  Flame King Holdings, LLC 11.25% L+ 6.50% Secured Debt (9) —  (4) 215  7,600  4  4  7,600  13.75% L+ 9.00% Secured Debt (9) —  (11) 730  21,200  11  11  21,200  Preferred Equity (9) —  3,610  538  17,580  3,610  —  21,190  Freeport Financial SBIC Fund LP LP Interests (Freeport Financial SBIC Fund LP) (5) —  —  —  3,483  —  —  3,483  LP Interests (Freeport First Lien Loan Fund III LP) (5) —  —  134  5,848  —  536  5,312  GFG Group, LLC. 9.00% Secured Debt (5) —  (6) 261  11,345  6  6  11,345  Preferred Member Units (5) —  450  39  7,140  450  —  7,590  Hawk Ridge Systems, LLC 10.75% L+ 6.00% Secured Debt (9) —  —  90  3,185  815  —  4,000  10.00% Secured Debt (9) —  (10) 893  37,800  10  10  37,800  Preferred Member Units (9) —  —  65  17,460  —  —  17,460  Preferred Member Units (9) —  —  —  920  —  —  920  Houston Plating and Coatings, LLC 8.00% Unsecured Convertible Debt (8) —  (170) 60  3,000  —  170  2,830  Member Units (8) —  600  2  2,400  600  —  3,000  HPEP 3, L.P. LP Interests (HPEP 3, L.P.) (8) —  113  —  4,331  113  508  3,936  LP Interests (HPEP 4, L.P.) (8) —  —  —  2,332  —  —  2,332  LP Interests (423 COR, LP) (8) —  —  117  1,400  —  —  1,400  I-45 SLF LLC Member Units (Fully diluted 20.0%; 21.75% profits   interest) (8) —  —  528  11,758  1,200  —  12,958  Infinity X1 Holdings, LLC 13.00% Secured Debt (9) —  —  183  —  17,823  —  17,823  Preferred Equity (9) —  —  —  —  4,000  —  4,000  Iron-Main Investments, LLC 13.50% Secured Debt (5) —  —  151  4,500  2  —  4,502  13.50% Secured Debt (5) —  —  105  3,130  2  —  3,132  13.50% Secured Debt (5) —  —  294  8,944  —  —  8,944  13.50% Secured Debt (5) —  —  658  19,559  9  —  19,568  13.50% Secured Debt (5) —  —  489  —  10,836  —  10,836  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) Common Stock (5) —  —  —  1,798  958  —  2,756  OnAsset Intelligence, Inc. 12.00% 12.00% Secured Debt (8) —  (6) —  569  —  6  563  12.00% 12.00% Secured Debt (8) —  (6) —  580  —  6  574  12.00% 12.00% Secured Debt (8) —  (14) —  1,249  —  13  1,236  12.00% 12.00% Secured Debt (8) —  (28) —  2,606  —  29  2,577  10.00% 10.00% Unsecured Debt (8) —  —  —  305  —  —  305  7.00% 7.00% Preferred Stock (8) —  —  —  —  —  —  —  Common Stock (8) —  —  —  —  —  —  —  Warrants (8) —  —  —  —  —  —  —  Oneliance, LLC L+ 11.00% Secured Debt (7) —  —  —  —  —  —  —  15.75% L+ 11.00% Secured Debt (7) —  —  219  5,559  3  80  5,482  Preferred Stock (7) —  —  —  1,056  —  —  1,056  Rocaceia, LLC (Quality Lease and Rental Holdings, LLC) Secured Debt (8) (29,526) 29,865  —  —  29,865  29,865  —  Preferred Member Units (8) —  —  —  —  —  —  —  SI East, LLC (Stavig) Secured Debt (7) —  —  7  —  —  —  —  9.50% Secured Debt (7) —  (33) 2,144  89,786  33  5,283  84,536  Preferred Member Units (7) —  —  343  13,650  —  —  13,650  Slick Innovations, LLC 14.00% Secured Debt (6) —  (9) 492  13,840  9  249  13,600  Common Stock (6) —  260  —  1,530  260  —  1,790  Sonic Systems International, LLC 12.26% L+ 7.50% Secured Debt (8) —  (17) 499  15,769  17  17  15,769  Common Stock (8) —  (50) 11  1,280  —  50  1,230  Student Resource Center, LLC 13.69% L+ 8.50% Secured Debt (6) —  —  108  4,556  —  —  4,556  Preferred Equity (6) —  —  —  —  —  —  —  Superior Rigging & Erecting Co. 12.00% Secured Debt (7) —  —  652  21,378  17  1,000  20,395  Preferred Member Units (7) —  470  —  4,500  470  —  4,970  The Affiliati Network, LLC Secured Debt (9) —  —  7  106  1,321  1,440  (13) 12.00% Secured Debt (9) —  —  293  9,442  7  200  9,249  Preferred Stock (9) —  —  80  6,400  —  —  6,400  UnionRock Energy Fund II, LP LP Interests (9) —  —  —  5,855  530  197  6,188  UniTek Global Services, Inc. 14.22% SF+ 7.50% 2.00% Secured Debt (6) —  23  12  382  25  —  407  14.22% SF+ 7.50% 2.00% Secured Debt (6) —  102  62  1,712  112  3  1,821  15.00% 15.00% Secured Convertible Debt (6) —  262  91  4,592  353  —  4,945  20.00% 20.00% Preferred Stock (6) —  (107) 107  2,833  107  107  2,833  20.00% 20.00% Preferred Stock (6) —  385  —  1,991  385  —  2,376  19.00% 19.00% Preferred Stock (6) —  —  —  —  —  —  —  13.50% 13.50% Preferred Stock (6) —  —  —  —  —  —  —  Common Stock (6) —  —  —  —  —  —  —  Universal Wellhead Services Holdings, LLC 14.00% 14.00% Preferred Member Units (8) —  —  —  220  —  2  218  Member Units (8) —  —  —  —  —  —  —  World Micro Holdings, LLC 13.00% Secured Debt (7) —  —  471  14,140  7  —  14,147    Preferred Equity (7) —  —  —  3,845  —  —  3,845  Other —  —  —  —  —  —  —  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) March 31, 2023 Fair Value (13) Amounts related to investments transferred to or from other 1940 Act classification during the period —  —  171  14,914  —  —  —  Total Affiliate investments $ (26,264) $ 33,141  $ 17,456  $ 618,359  $ 81,567  $ 58,785  $ 626,227  ____________________ (1)The principal amount, the ownership detail for equity investments and if the investment is income producing is included in the Consolidated Schedule of Investments included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q. (2)Represents the total amount of interest, fees and dividends credited to income for the portion of the period for which an investment was included in Control or Affiliate categories, respectively. For investments transferred between Control and Affiliate categories during the period, any income or investment balances related to the time period it was in the category other than the one shown at period end is included in “Amounts related to investments transferred from other 1940 Act classifications during the period.” (3)Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in net unrealized depreciation as well as the movement of an existing portfolio company into this category and out of a different category. (4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments or sales and the exchange of one or more existing securities for one or more new securities. Gross reductions also include net increases in net unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category. (5)Portfolio company located in the Midwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $444,151. This represented 25.4% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $77,468. This represented 12.4% of net assets as of March 31, 2023. (6)Portfolio company located in the Northeast region and Canada as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $163,180. This represented 9.3% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $109,543. This represented 17.5% of net assets as of March 31, 2023. (7)Portfolio company located in the Southeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $49,003. This represented 2.8% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $200,667. This represented 32.0% of net assets as of March 31, 2023. (8)Portfolio company located in the Southwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $639,016. This represented 36.6% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $84,732. This represented 13.5% of net assets as of March 31, 2023. (9)Portfolio company located in the West region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $450,653. This represented 25.8% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $153,817. This represented 24.6% of net assets as of March 31, 2023. (10)All of the Company’s portfolio investments are generally subject to restrictions on resale as “restricted securities,” unless otherwise noted. (11)This schedule should be read in conjunction with the Consolidated Schedule of Investments and Notes to the Consolidated Financial Statements included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q. Supplemental information can be located within the Consolidated Schedule of Investments including end of period interest rate, preferred dividend rate, maturity date, investments not paid currently in cash and investments whose value was determined using significant unobservable inputs. (12)Investment has an unfunded commitment as of March 31, 2023 (see Note K). The fair value of the investment includes the impact of the fair value of any unfunded commitments. (13)Negative fair value is the result of the capitalized discount being greater than the principal amount outstanding on the loan. ________________ (1)The principal amount, the ownership detail for equity investments and if the investment is income producing is included in the Consolidated Schedule of Investments included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q. (2)Represents the total amount of interest, fees and dividends credited to income for the portion of the period for which an investment was included in Control or Affiliate categories, respectively. For investments transferred between Control and Affiliate categories during the period, any income or investment balances related to the time period it was in the category other than the one shown at period end is included in “Amounts from investments transferred from other 1940 Act classifications during the period.” (3)Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in net unrealized depreciation as well as the movement of an existing portfolio company into this category and out of a different category. (4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments or sales and the exchange of one or more existing securities for one or more new securities. Gross reductions also include net increases in net unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category. (5)Portfolio company located in the Midwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $338,390. This represented 22.8% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $69,637. This represented 12.4% of net assets as of March 31, 2022. (6)Portfolio company located in the Northeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $134,636. This represented 9.1% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $100,269. This represented 17.9% of net assets as of March 31, 2022. (7)Portfolio company located in the Southeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $18,443. This represented 1.2% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $165,903. This represented 29.7% of net assets as of March 31, 2022. (8)Portfolio company located in the Southwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $587,631. This represented 39.5% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $107,324. This represented 19.2% of net assets as of March 31, 2022. (9)Portfolio company located in the West region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $407,563. This represented 27.4% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $116,306. This represented 20.8% of net assets as of March 31, 2022. (10)All of the Company’s portfolio investments are generally subject to restrictions on resale as “restricted securities,” unless otherwise noted. (11)This schedule should be read in conjunction with the Consolidated Schedule of Investments and Notes to the Consolidated Financial Statements included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q. Supplemental information can be located within the Consolidated Schedule of Investments including end of period interest rate, preferred dividend rate, maturity date, investments not paid currently in cash and investments whose value was determined using significant unobservable inputs. (12)Investment has an unfunded commitment as of March 31, 2022 (see Note K). The fair value of the investment includes the impact of the fair value of any unfunded commitments.